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Provisions of the State Council on the Standards for Notification of Concentrations of Undertakings

国务院关于经营者集中申报标准的规定

This regulation sets the turnover thresholds for mandatory pre-merger notification to the anti-monopoly enforcement authority under China's Anti-Monopoly Law.

Issuing authority
State Council of the People's Republic of China中华人民共和国国务院
Published
2024-01-22
Effective
2024-01-22
Status
In force
Open official source ↗Source checked: 2026-07-30Version history: 2008-08-03 · 2018-09-18 · 2024-01-22
Original ChineseTranslation
Original Chinese

(2008年8月3日中华人民共和国国务院令第529号公布 根据2018年9月18日《国务院关于修改部分行政法规的决定》第一次修订 2024年1月22日中华人民共和国国务院令第773号第二次修订)

Translation

(Promulgated by Decree No. 529 of the State Council of the People's Republic of China on August 3, 2008; first amended in accordance with the Decision of the State Council on Amending Certain Administrative Regulations on September 18, 2018; second amended by Decree No. 773 of the State Council of the People's Republic of China on January 22, 2024)

Original Chinese第一条

为了明确经营者集中的申报标准,根据《中华人民共和国反垄断法》,制定本规定。

TranslationArticle 1

These Provisions are formulated in accordance with the Anti-Monopoly Law of the People's Republic of China for the purpose of specifying the standards for notification of concentrations of undertakings.

Original Chinese第二条

经营者集中是指下列情形:

TranslationArticle 2

A concentration of undertakings means any of the following circumstances:

Original Chinese

(一)经营者合并;

Translation

(1) Merger of undertakings;

Original Chinese

(二)经营者通过取得股权或者资产的方式取得对其他经营者的控制权;

Translation

(2) Acquisition by an undertaking of control over other undertakings by acquiring equity or assets;

Original Chinese

(三)经营者通过合同等方式取得对其他经营者的控制权或者能够对其他经营者施加决定性影响。

Translation

(3) Acquisition by an undertaking of control over other undertakings, or the ability to exercise decisive influence over other undertakings, through contracts or other means.

Original Chinese第三条

经营者集中达到下列标准之一的,经营者应当事先向国务院反垄断执法机构申报,未申报的不得实施集中:

TranslationArticle 3

Where a concentration of undertakings reaches any of the following thresholds, the undertakings shall notify the anti-monopoly enforcement authority under the State Council in advance; no concentration may be implemented without such notification:

Original Chinese

(一)参与集中的所有经营者上一会计年度在全球范围内的营业额合计超过120亿元人民币,并且其中至少两个经营者上一会计年度在中国境内的营业额均超过8亿元人民币;

Translation

(1) The combined worldwide turnover of all undertakings participating in the concentration in the preceding accounting year exceeds RMB 12 billion, and the turnover within China of each of at least two of such undertakings in the preceding accounting year exceeds RMB 800 million;

Original Chinese

(二)参与集中的所有经营者上一会计年度在中国境内的营业额合计超过40亿元人民币,并且其中至少两个经营者上一会计年度在中国境内的营业额均超过8亿元人民币。

Translation

(2) The combined turnover within China of all undertakings participating in the concentration in the preceding accounting year exceeds RMB 4 billion, and the turnover within China of each of at least two of such undertakings in the preceding accounting year exceeds RMB 800 million.

Original Chinese

营业额的计算,应当考虑银行、保险、证券、期货等特殊行业、领域的实际情况,具体办法由国务院反垄断执法机构会同国务院有关部门制定。

Translation

The calculation of turnover shall take into account the actual circumstances of special industries and sectors such as banking, insurance, securities, and futures. Specific measures shall be formulated by the anti-monopoly enforcement authority under the State Council jointly with the relevant departments under the State Council.

Original Chinese第四条

经营者集中未达到本规定第三条规定的申报标准,但有证据证明该经营者集中具有或者可能具有排除、限制竞争效果的,国务院反垄断执法机构可以要求经营者申报。

TranslationArticle 4

Where a concentration of undertakings does not reach the notification thresholds specified in Article 3 of these Provisions, but there is evidence that the concentration has or may have the effect of eliminating or restricting competition, the anti-monopoly enforcement authority under the State Council may require the undertakings to make a notification.

Original Chinese第五条

经营者未依照本规定第三条和第四条规定进行申报的,国务院反垄断执法机构应当依法进行调查。

TranslationArticle 5

Where an undertaking fails to make a notification in accordance with Articles 3 and 4 of these Provisions, the anti-monopoly enforcement authority under the State Council shall conduct an investigation in accordance with the law.

Original Chinese第六条

国务院反垄断执法机构应当根据经济发展情况,对本规定确定的申报标准的实施情况进行评估。

TranslationArticle 6

The anti-monopoly enforcement authority under the State Council shall, based on economic development, assess the implementation of the notification standards specified in these Provisions.

Original Chinese第七条

本规定自公布之日起施行。

TranslationArticle 7

These Provisions shall come into force as of the date of promulgation.