KYB CHINA关于骗购外汇、非法套汇、逃汇、非法买卖外汇等违反外汇管理规定行为
Regarding fraudulent purchase of foreign exchange、Illegal arbitrage of foreign exchange、Evasion of foreign exchange、Illegal trading of foreign exchange and other acts violating foreign exchange control regulations
的行政处分或者纪律处分暂行规定
Interim Provisions on Administrative Sanctions or Disciplinary Sanctions
(1998年12月16日国务院批准 1999年1月25日监察部、人事部、中国人民银行、海关总署、国家外汇管理局令第7号发布 根据2011年1月8日《国务院关于废止和修改部分行政法规的决定》修订)
(1998Year12Month16Approved by the State Council on Day 1999Year1Month25Day, Ministry of Supervision、Ministry of Personnel、People's Bank of China、General Administration of Customs、Order No. of the State Administration of Foreign Exchange7Promulgated on Day In accordance with2011Year1Month8Day《Decision of the State Council on Abrogating and Amending Certain Administrative Regulations》Revised)
为了维护国家外汇管理秩序，惩处违反外汇管理规定的行为，防范金融风险，制定本规定。
These Provisions are formulated to maintain the order of national foreign exchange control, punish acts violating foreign exchange control regulations, and prevent financial risks.
本规定适用于国家公务员以及经批准经营外汇业务的金融机构、国有外经贸企业的工作人员。
These Provisions apply to state civil servants and employees of financial institutions approved to operate foreign exchange business and state-owned foreign trade enterprises.
本规定所称经批准经营外汇业务的金融机构，是指经批准经营外汇业务的中资银行、非银行金融机构及其分支机构。
The term "financial institutions approved to operate foreign exchange business" as used in these Provisions refers to Chinese-funded banks, non-bank financial institutions and their branches approved to operate foreign exchange business.
本规定所称国有外经贸企业，是指国有外贸公司、自营进出口的国有生产企业、有进出口经营权的国有企业和国有资产占控股地位或者主导地位的企业。
The term "state-owned foreign trade enterprises" as used in these Provisions refers to state-owned foreign trade companies, state-owned production enterprises with self-operated import and export rights, state-owned enterprises with import and export operation rights, and enterprises where state-owned assets hold a controlling or dominant position.
有本规定所列违反外汇管理规定的行为的，除依法给予行政处罚外，对有关责任人员依照本规定给予行政处分或者纪律处分；构成犯罪的，依法追究刑事责任。
For acts listed in these Provisions that violate foreign exchange control regulations, in addition to administrative penalties according to law, the responsible persons shall be given administrative or disciplinary sanctions in accordance with these Provisions; if a crime is constituted, criminal liability shall be pursued according to law.
经批准经营外汇业务的金融机构、国有外经贸企业的工作人员，有下列骗购外汇行为之一，数额不满10万美元的，给予留用察看处分；数额在10万美元以上的，给予开除处分。
Employees of financial institutions approved to operate foreign exchange business and state-owned foreign trade enterprises who commit any of the following acts of fraudulent purchase of foreign exchange, if the amount is less than 100,000 US dollars, shall be given the sanction of probation; if the amount is 100,000 US dollars or more, shall be given the sanction of dismissal.
(一)伪造、变造海关报关单、进口证明、外汇管理部门核准件等凭证和单据的；
(1) Forging or altering customs declaration forms, import certificates, foreign exchange control department approval documents and other vouchers and documents;
(二)使用、买卖伪造、变造的海关报关单、进口证明、外汇管理部门核准件等凭证和单据的；
(2) Using or buying and selling forged or altered customs declaration forms, import certificates, foreign exchange control department approval documents and other vouchers and documents;
(三)重复使用海关报关单、进口证明、外汇管理部门核准件等凭证和单据的；
(3) Reusing customs declaration forms, import certificates, foreign exchange control department approval documents and other vouchers and documents;
(四)明知用于骗购外汇而提供人民币资金或者其他服务的；
(4) Knowingly providing RMB funds or other services for fraudulent purchase of foreign exchange;
(五)以其他方式骗购外汇的。
(5) Fraudulently purchasing foreign exchange by other means.
单位有前款行为之一的，对负有直接责任的主管人员和其他直接责任人员，依照前款规定给予纪律处分。
If a unit commits any of the acts in the preceding paragraph, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions in accordance with the preceding paragraph.
经批准经营外汇业务的金融机构、国有外经贸企业的工作人员，有下列非法套汇行为之一，数额不满10万美元的，给予警告、记过或者记大过处分；数额在10万美元以上不满100万美元的，给予降级或者撤职处分；数额在100万美元以上的，给予留用察看或者开除处分。
Employees of financial institutions approved to operate foreign exchange business and state-owned foreign trade enterprises who commit any of the following acts of illegal arbitrage, if the amount is less than 100,000 US dollars, shall be given a warning, demerit or serious demerit; if the amount is 100,000 US dollars or more but less than 1 million US dollars, shall be given demotion or removal from office; if the amount is 1 million US dollars or more, shall be given probation or dismissal.
(一)违反国家规定，以人民币支付或者以实物偿付应当以外汇支付的进口货款或者其他类似支出的，但是合法的易货贸易除外；
(1) In violation of state regulations, paying in RMB or in kind for import payments or other similar expenditures that should be paid in foreign exchange, except for legal barter trade;
(二)以人民币为他人支付在境内的费用，而由对方给付外汇的；
(2) Paying in RMB for others' expenses within the territory, while the other party pays foreign exchange;
(三)明知用于非法套汇而提供人民币资金或者其他服务的；
(3) Knowingly providing RMB funds or other services for illegal arbitrage;
(四)以其他方式非法套汇的。
(4) Illegally arbitraging foreign exchange by other means.
单位有前款行为之一的，对负有直接责任的主管人员和其他直接责任人员，依照前款规定给予纪律处分。
If a unit commits any of the acts in the preceding paragraph, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions in accordance with the preceding paragraph.
经批准经营外汇业务的金融机构、国有外经贸企业的工作人员，有下列逃汇行为之一，数额不满10万美元的，给予撤职处分；数额在10万美元以上不满100万美元的，给予留用察看处分；数额在100万美元以上的，给予开除处分。
Employees of financial institutions approved to operate foreign exchange business and state-owned foreign trade enterprises who commit any of the following acts of evasion of foreign exchange, if the amount is less than 100,000 US dollars, shall be given removal from office; if the amount is 100,000 US dollars or more but less than 1 million US dollars, shall be given probation; if the amount is 1 million US dollars or more, shall be given dismissal.
(一)违反国家规定，擅自将外汇存放在境外的；
(1) In violation of state regulations, arbitrarily depositing foreign exchange abroad;
(二)不按照国家规定将外汇卖给外汇指定银行的；
(2) Failing to sell foreign exchange to designated foreign exchange banks in accordance with state regulations;
(三)违反国家规定将外汇汇出或者携带出境的；
(3) In violation of state regulations, remitting or carrying foreign exchange out of the country;
(四)未经外汇管理部门批准，擅自将外币存款凭证、外币有价证券携带或者邮寄出境的；
(4) Without approval from the foreign exchange administration, taking foreign currency deposit certificates or foreign currency securities out of or mailing them out of the country without authorization;
(五)明知用于逃汇而提供人民币资金或者其他服务的；
(5) Providing RMB funds or other services while knowing that they will be used for evasion of foreign exchange;
(六)以其他方式逃汇的。
(6) Evading foreign exchange by other means.
单位有前款行为之一的，对负有直接责任的主管人员和其他直接责任人员，依照前款规定给予纪律处分。
If a unit commits any of the acts listed in the preceding paragraph, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions in accordance with the preceding paragraph.
经批准经营外汇业务的金融机构、国有外经贸企业的工作人员，以营利为目的，在国家规定的交易场所以外非法买卖外汇，数额不满5万美元或者违法所得不满1万元人民币的，给予撤职处分；数额在5万美元以上不满10万美元或者违法所得在1万元人民币以上不满3万元人民币的，给予留用察看处分；数额在10万美元以上或者违法所得在3万元人民币以上的，给予开除处分。
If an employee of a financial institution approved to handle foreign exchange business or a state-owned foreign trade enterprise, for the purpose of profit, illegally buys or sells foreign exchange outside the trading venues designated by the state, with an amount less than 50,000 US dollars or illegal gains less than 10,000 RMB, they shall be given the sanction of removal from office; if the amount is between 50,000 and 100,000 US dollars or illegal gains between 10,000 and 30,000 RMB, they shall be given the sanction of probation; if the amount is 100,000 US dollars or more or illegal gains are 30,000 RMB or more, they shall be given the sanction of dismissal.
单位有前款所列行为的，对负有直接责任的主管人员和其他直接责任人员，依照前款规定给予纪律处分。
If a unit commits the acts listed in the preceding paragraph, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions in accordance with the preceding paragraph.
国有外经贸企业在代理进口业务中，因过失导致他人骗购外汇或者非法套汇，对负有直接责任的主管人员和其他直接责任人员给予纪律处分，数额不满10万美元的，给予警告、记过或者记大过处分；数额在10万美元以上不满100万美元的，给予降级或者撤职处分；数额在100万美元以上的，给予留用察看或者开除处分。
If a state-owned foreign trade enterprise, in the course of agency import business, negligently causes another person to fraudulently purchase foreign exchange or illegally arbitrage foreign exchange, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions: if the amount is less than 100,000 US dollars, a warning, demerit, or serious demerit; if the amount is between 100,000 and 1,000,000 US dollars, demotion or removal from office; if the amount is 1,000,000 US dollars or more, probation or dismissal.
经批准经营外汇业务的金融机构在办理结汇、售汇、付汇和开户业务中，因过失导致他人骗购外汇、非法套汇或者逃汇，对负有直接责任的主管人员和其他直接责任人员给予纪律处分，数额不满10万美元的，给予警告、记过或者记大过处分；数额在10万美元以上不满100万美元的，给予降级或者撤职处分；数额在100万美元以上的，给予留用察看或者开除处分。
If a financial institution approved to handle foreign exchange business, in the course of handling settlement, sale, payment, or account opening, negligently causes another person to fraudulently purchase foreign exchange, illegally arbitrage foreign exchange, or evade foreign exchange, the persons directly in charge and other directly responsible persons shall be given disciplinary sanctions: if the amount is less than 100,000 US dollars, a warning, demerit, or serious demerit; if the amount is between 100,000 and 1,000,000 US dollars, demotion or removal from office; if the amount is 1,000,000 US dollars or more, probation or dismissal.
国家公务员有本规定所列骗购外汇、非法套汇、逃汇或者非法买卖外汇等违反外汇管理规定行为之一的，给予降级、撤职或者开除处分。
If a civil servant commits any of the acts of fraudulent purchase of foreign exchange, illegal arbitrage, evasion of foreign exchange, or illegal purchase and sale of foreign exchange as listed in these Provisions, they shall be given the sanction of demotion, removal from office, or dismissal.
海关、外汇管理等部门的国家公务员与骗购外汇、非法套汇、逃汇或者非法买卖外汇的行为人通谋，为其提供便利，或者明知是伪造、变造的凭证和单据而为其提供服务，或者有其他滥用职权、徇私舞弊行为造成他人骗购外汇、非法套汇或者逃汇后果的，给予开除处分。
If a civil servant of the customs or foreign exchange administration colludes with a person who fraudulently purchases foreign exchange, illegally arbitrages foreign exchange, evades foreign exchange, or illegally buys or sells foreign exchange, provides convenience for them, or provides services knowing that the certificates and documents are forged or altered, or commits other acts of abuse of power or favoritism resulting in another person's fraudulent purchase of foreign exchange, illegal arbitrage, or evasion of foreign exchange, they shall be given the sanction of dismissal.
海关、外汇管理等部门的国家公务员，玩忽职守，造成他人骗购外汇、非法套汇或者逃汇的，给予降级或者撤职处分；情节严重的，给予开除处分。
If a civil servant of the customs or foreign exchange administration, through dereliction of duty, causes another person to fraudulently purchase foreign exchange, illegally arbitrage foreign exchange, or evade foreign exchange, they shall be given the sanction of demotion or removal from office; if the circumstances are serious, they shall be given the sanction of dismissal.
对本单位发生的违反外汇管理规定行为不制止、不查处，情节较重的，对负有直接责任的主管人员给予警告、记过或者记大过处分；情节严重的，给予降级或者撤职处分。
If a person fails to stop or investigate violations of foreign exchange control regulations occurring within their unit, and the circumstances are relatively serious, the person directly in charge shall be given a warning, demerit, or serious demerit; if the circumstances are serious, they shall be given demotion or removal from office.
国家公务员利用职权，包庇违反外汇管理规定行为，或者有其他妨碍外汇管理执法监督、检查行为的，给予撤职或者开除处分。
If a civil servant uses their authority to cover up violations of foreign exchange control regulations, or commits other acts that obstruct the supervision, inspection, or enforcement of foreign exchange control, they shall be given the sanction of removal from office or dismissal.
经批准经营外汇业务的金融机构、国有外经贸企业的工作人员有前款行为的，给予留用察看或者开除处分。
If an employee of a financial institution approved to handle foreign exchange business or a state-owned foreign trade enterprise commits the acts in the preceding paragraph, they shall be given the sanction of probation or dismissal.
单位有本条第一款所列行为的，对负有直接责任的主管人员和其他直接责任人员，分别依照前两款规定给予行政处分或者纪律处分。
If a unit commits the acts listed in the first paragraph of this Article, the persons directly in charge and other directly responsible persons shall be given administrative or disciplinary sanctions in accordance with the preceding two paragraphs respectively.
主动交代违反外汇管理规定行为，并退出外汇和违法所得，或者主动采取措施避免损失，或者有立功表现的，可以从轻、减轻或者免予行政处分或者纪律处分。
If a person voluntarily confesses to violations of foreign exchange control regulations, returns the foreign exchange and illegal gains, or voluntarily takes measures to avoid losses, or performs meritorious service, the administrative or disciplinary sanction may be mitigated, reduced, or exempted.
隐瞒事实真相，或者弄虚作假，出具伪证，或者隐匿、毁灭证据，或者拒绝提供有关文件、资料和证明材料的，应当从重或者加重行政处分或者纪律处分。
If a person conceals the truth, practices fraud, produces false evidence, conceals or destroys evidence, or refuses to provide relevant documents, materials, or evidence, the administrative or disciplinary sanction shall be heavier or aggravated.
自营进出口的国有事业单位及其工作人员有本规定所列违反外汇管理规定行为的，参照本规定执行。
If a state-owned institution that engages in self-operated import and export business and its employees commit any of the violations of foreign exchange control regulations listed in these Provisions, these Provisions shall be applied mutatis mutandis.
本规定自发布之日起施行。1996年4月1日《中华人民共和国外汇管理条例》施行后、本规定施行前发生的违反外汇管理规定的行为，尚未处理的，适用本规定。
These Provisions shall come into force on the date of promulgation. Violations of foreign exchange control regulations that occurred after the implementation of the Regulations of the People's Republic of China on Foreign Exchange Control on April 1, 1996, but before the implementation of these Provisions, and have not yet been dealt with, shall be governed by these Provisions.